The OPERA Framework
under which people live, which affect their health and have an impact on health inequalities.
Qualitative approaches, such as conducting a capacity gaps analysis with rights holders can uncover
some of these barriers.
b) Understanding state constraints
The capacity of the state, as the primary duty bearer, is also relevant to consider. This involves
identifying constraints on the state from domestic or international sources that influence or
constrain its capacity to fulfill the right(s) under review. This requires reflecting on the features that
are particularly important in the context under review. Although such constraints will vary greatly
depending on the context, they may broadly relate to:
•
•
The conduct of third parties, such as corruption, business misconduct, elite capture, donor
influence, aid conditionality, etc.
Structural dysfunctions or conditions relating, for example, to decentralization, electoral
processes, parliamentary procedures, political instability, environmental and climate volatility,
international trade, investment, finance, monetary and debt policies, etc.
In relation to the conduct of third parties, for example, systemic corruption and elite capture might
reduce the efficiency of institutions and result in inequitable outcomes most detrimental to the
poorest. A least-developed country that is severely debt-burdened might not be able to prioritize the
allocation of its resources for economic and social rights fulfillment in light of repayments. The political
and economic structures that dictate aid, trade, tax and debt policies might reduce the maneuver room
that a state has for its own decision-making on the right in question. Competition to attract foreign
investment may lead to weak regulatory frameworks that fail to effectively control harmful corporate
activity. Human rights deprivations resulting from the actions of third parties may show a failure of the
state to protect against rights violations. In some cases, they may show a failure by other states to meet
their extraterritorial obligations (ETOs) to respect, protect and fulfill ESC rights beyond their borders,
which in an era of increasing globalization, is all the more important to factor in through this step.
As noted before, the components of steps in the OPERA framework do not necessarily need to be
followed in strict sequence. In some contexts, such constraints may be so central that they merit a
more central focus of the analysis.
The factors identified in this step should not be seen as necessarily exonerating the state, as evidence
must be found as to whether the state is making adequate and committed efforts to address the
identified constraints to the best of its ability. For example in the case of corruption, the state might
criminalize these acts through anti-corruption measures and promote greater transparency. What
this analysis shows is how the actions or omissions of other actors impact on the state’s capacity to
implement the right in question and how effectively the state is responding to these in line with its
duty to protect ESC rights.
c) Determining state compliance
After taking adequate consideration of constraints faced by the state, an overall examination of the
information collected in the previous three steps can be made to reach a comprehensive assessment
of compliance with the obligation to fulfill the human right(s) under review. By linking to the various
human rights principles and standards, the different steps provide a guide to the elements—or
pieces of the puzzle—that must be taken into consideration when judging a state’s performance.
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